what happens if Interrupts occur after mutex lock has been acquired - c++

I have a multi-threaded C/C++ program that services read and write requests very frequently. For synchronization purposes, I have used a mutex for locks and unlocks. All read and write threads acquire lock before performing their operations. What happens if one thread acquires lock and before it could release the locks, interrupt occurs ? Would the thread resume execution or I would have to handle it manually ?

User-side locks, including Mutexes do not block interrupts. This is important, since often a Mutex may be used to protect a read from a file on disk, or protect the reception of packets from a network, and such, where the result is reliant on an interrupt.
In essence, "nothing" happens if there is an interrupt. Interrupts are handled by the OS, just like any other time. There is nothing your program needs to do in this case, it just takes a few microseconds or milliseconds longer to do whatever you programmed your task to do if this happens.
Some kernel-side locks, such as SpinLocks do indeed block interrupts (on that processor core) to ensure that other processes/threads do not get scheduled during this process. There are also restrictions on what functions the kernel can use under these circumstances - for example, it wouldn't be possible to call a blocking function (such as a sleep, wait-for-event or file-read or file-write) during this time, because that would, potentially, cause the kernel to lock up.

The thread will eventually resume execution, it may happen immediately following the kernel servicing the interrupt or the kernel scheduler may decide to dispatch another thread that is ready to run. If the interrupted thread has acquired a lock that is heavily contested, then other threads attempting to acquire that lock will block (or spin, or spin and then block, depending on the implementation of the mutex) until the interrupted thread is dispatched again, finishes the critical section protected by the lock, and unlocks it.
In systems that require near real time performance careful tuning is done to assign critical threads to their own cores (cpu affinity) and to map interrupts to other cores. Also, careful attention is paid to the use of locks, sometimes using algorithms that are lockless.

The fact that a thread has a lock is not influenced by signals. If a thread has a lock and receive a signal, nothing special will happen.
In fact, signals and threads does not mix well as signals were designed with processes in mind. That is because you can not know which thread will get the signal. The right way to deal with that is to have a specific thread to manage signals, eg block all signals in every threads but one, which only duty is to handle signals. That the right way to deal with signals in a software which have threads.

Related

What will cpu do when a thread waiting for a mutex

I'm curious about the behavior of cpu during a thread waiting for a mutex. Now I can imagine two possibilities:
The cpu stay on the current thread and check if the mutex had been unlocked continually.
The cpu will switch to another thread(or process) for a moment and switch back to the origin thread and check temporary.
Which one is right or the stl implement in another way?
To understand this you first need to understand the difference between thread and cpu core. Thread is an abstract thing, a data structure, that is used to represent some sequence of operations to be executed. The OS assigns threads to cpu cores, and those cores then execute those operations. The OS (and also hardware) can also interrupt this execution at any time (although not in the middle of a single instruction), save such thread's state, suspend it, and assign some other thread to that core. This is also known as context switch. The OS sometimes does that on so called syscalls (when a program calls some OS's functionality, e.g. asks for the access to disk, network, etc.) as well. It is important because mutexes utilize some syscalls under the hood.
So what happens when a thread tries to access a locked mutex? First of all, no periodical checks happen. While possible, that would be a waste of cpu cycles and extremely unlikely that any serious OS does that. What actually happens is that each mutex internally has a queue associated. When it is locked, the OS will add current thread to this queue and will suspend it. Afterwards the OS will assign some other thread to this cpu core, if available.
Now if a mutex is locked, then there's a thread that actually locked that mutex. Let's call that thread an owner. This thread is not suspended, and it does some work. When it finishes whatever it is doing, it has to unlock the mutex (which is a syscall as well), otherwise those pending threads will never resume. When that (i.e. the unlocking) happens the OS will look at the associated queue, and pick a thread from it (which one is an implementation detail, it will often be some priority queue). This newly picked thread will be the new owner of the mutex, and the OS will resume it, meaning schedule the thread for execution. Schedule, because all cores may be busy at the moment.
Note that this is a brief overview of the topic. There are lots of other things and optimizations in play, like futexes and how to actually implement thread-safe (or rather core-safe) code without mutexes (these are not hardware features, mutexes are implemented in the OS). But that's more or less how things are.
Typically the thread will attempt to acquire the mutex, and if it can't (e.g. because another thread already acquired it) it will inform the scheduler and the scheduler will block the waiting thread and switch to a different thread, and then (later, when the lock is released) the scheduler will unblock the waiting thread and give it CPU time again.
On single-CPU systems; this is almost required. All CPU time spent (e.g. "spinning"/polling the lock again) between finding out the lock can't be acquired and doing a task switch (to a thread that may release the lock) is a waste of CPU time that will achieve nothing (because no other thread can release the lock until a task switch occurs).
However, research on multi-CPU systems (that I vaguely remember from about 20 years ago that may or may not have been done by Sun for Solaris) indicates that a small amount of "spinning" (in the hope that a thread running on a different CPU releases the lock in time) can be beneficial (by avoiding the cost of task switch/es). My intuition is that "time spent spinning before blocking" should be roughly equal to the cost of a task switch (or, if a task switch costs 123 microseconds, it'd probably be worthwhile spinning for 123 microseconds before the scheduler is told to block your thread); but this would depend heavily on scenario (e.g. how heavily contended the lock is, etc).
Typically,
The hardware thread (your "CPU") will be switched to running a different software thread by the kernel, and the original software thread will be set aside until the mutex it is waiting on becomes signaled. At that point the kernel will place it among the set of software threads that it seeks to schedule for execution on one of the hardware threads in the system.
Your option 1 applies to what is called a critical section on Microsoft's platforms and more generally a spinlock. See pthread_spin_lock().
Your option 2 is most similar to what usually happens.
In the Microsoft world, the Mutex is waited on with WaitForSingleObject(), which is described as
If the object's state is nonsignaled, the calling thread enters the wait state until the object is signaled or the time-out interval elapses.
Now you need to know that the "wait state" is a state where the thread is not active. We call it "blocking", which is the opposite of a busy wait where CPU time is used.
At that beginning, the kernel will immediately give the CPU to another thread and never give it back to your thread, unless the Mutex is becoming "signaled". So it will really use 0 CPU cycles during the wait.
When the kernel notices that the Mutex has changed, it can "wake up" the thread and might even boost its priority because it was waiting friendly all the time.
The cpu stay on the current thread and check if the mutex had been unlocked continually.
It's not the CPU that picks a thread to be executed. The thread scheduler of Windows will pick a thread that gets executed.
If a Mutex could block a CPU that way, you need to only 8 or 12 Mutexes to fully brick your system.
The cpu will switch to another thread(or process) for a moment [...]
Almost. There will be an interrupt by a timer. The interrupt will be handled by an interrupt service routine by the Windows kernel. At that time, the kernel can decide which thread will be executed next.
[...] and switch back to the origin thread and check temporary.
No. Because the Mutex is a kernel object, the kernel already knows that there's no used in letting the thread check again unless the Mutex has been signaled.

Does the use of locks in a thread slow down other threads that don't use locks?

If I have a thread that frequently uses locks, will it slow down other threads that don't use locks (e.g., because of global lock behavior in the CPU etc).
No. Locks simply consist of a system-call. In C/C++ there is no interpreter-overhead to worry about, no "global interpreter lock" and so on.
Waiting on a lock of course does slow things down, and you should carefully plan the design of your application to minimize the chances of a thread requesting a lock and having to wait to get it. The worst-case scenario is when you divide your application into multiple threads but they're all obliged to wait for something and are thereby effectively serialized.
When a thread acquires a lock, other threads can acquire that same lock until it is released by the thread that acquired it first. While the other threads are waiting for the lock to be released, they will enter idle-mode, meaning they will stop and waiting for the lock to be released. That is why it is a good practice to release locks as soon as you are done with them.

How expensive is a blocked mutex?

Say I have a mutex and thread 1 locked the mutex. Now, thread 2 tries to acquire the lock but it is blocked, say for a couple of seconds. How expensive is this blocked thread? Can the executing hardware thread be rescheduled to do something computationally more expensive? If yes, then who checks if the mutex gets unlocked?
EDIT: Ok so I try to reformulate what I wanted to ask.
What I dont really understand is how the following works. thread 2 got blocked, so what exactly does thread 2 do? From the answer it seems like it is not just constantly checking if the mutex gets unlocked. If this were the case, I would consider a blocked thread expensive, as I am using one of my hardware threads just for checking if some boolean value changes.
So am I correct in thinking that when the mutex gets released by thread 1, thread 1 notifies the sheduler and the shedular assigns a hardware thread to execute thread 2 which is waiting?
I am reading your questions as:
How expensive is a locked mutex?
Mutex can be considered as an integer in memory.
A thread trying to lock on a mutex has to read the existing state of the mutex and can set it depending on the value read.
test_and_set( &mutex_value, 0, 1 ); // if mutex_value is 0, set to 1
The trick is that both the read and write (also called test-and-set) operation should be atomic. The atomicity is achieved with CPU support.
However, the test-and-set operation doesn't offer any mechanism to block/wait.
CPU has no knowledge of threads blocking on a mutex. The OS takes the responsibility to manage the blocking by providing system calls to users. The implementation varies from OS to OS. In case of Linux, you can consider futex or pthreads as an example.
The overall costs of using a mutex sums up to the test-and-set operation and the system calls used to implement the mutex.
The test-and set operation is almost constant and is insignificant compared to the cost the other operation can amount to.
If there a multiple threads trying to acquire the lock, the cost of
mutex can be accredited to the following:
1. Kernel scheduling overhead cost
2. Context switch overhead cost
Kernel scheduling overhead
What happens to other threads, if one thread has already acquired lock on a mutex?
The other threads will continue. If any other thread(s) attempting to lock a mutex that is already locked, OS will (re)schedule the other thread(s) to wait. As soon as the original thread unlocks the mutex, kernel will wake up one of the threads waiting on the mutex.
Context switch overhead
User space code should be designed in such a manner that a thread should spend a very less time trying to lock on a mutex. If you have multiple thread trying to acquire lock on a mutex at multiple places, it may result in a disaster and the performance may be as poor as a single thread serving all requests.
Can the executing hardware thread be resheduled to do something
computationally more expensive?
If I am getting your question correctly, the thread which has acquired the lock can be context switched, depending on the scheduling mechanism. But, that is an overhead of multi-threaded programming, itself.
Can you provide a use case, to define this problem clearly?
who checks if the mutex gets unlocked?
Definitely the OS scheduler. Note, it is not just a blind sleep().
Threads are just a logical OS concept. There are no "hardware threads". Hardware has cores. The OS schedules a core to run a thread for a certain amount of time. If a thread gets blocked, there are always plenty left to run.
Taking your example, with mutexes, if thread 2 is blocked, the OS takes it off schedule and puts it in a queue associated with the mutex. When thread 1 releases the lock, it notifies the scheduler, which takes thread 2 off the queue and puts it back on the schedule. A blocked thread isn't using compute resources. However, there is overhead involved in the actual lock/unlock operation, which is an OS scheduling call.
That overhead is not insignificant, so you would generally use mutexes if you have longer tasks (reasonably longer than a scheduling time slice) and not too much lock competition.
So if a lock goes out of scope, there is some code in the destructor that tells the OS that the locked mutex is now unlocked?
Blockquote
If a std::mutex goes out of scope while locked, that is undefined behavior. (https://en.cppreference.com/w/cpp/thread/mutex/~mutex) Even with non-std mutex implementations, it's reasonable to expect one to unlock before going out of scope.
Keep in mind that there are other kinds of "lock" (like spinlock...which itself has many versions) but we're only talking about mutexes here.

What happens when pthreads wait in mutex_lock/cond_wait?

I have a program that should get the maximum out of my cpu.
It is multithreaded via pthreads that do their job well apart from the fact that they "only" get my cores to about 60% load which is not enough in my opinion.
I am searching for the reason and am asking myself (and hereby you) if the blocking functions mutex_lock/cond_wait are candidates?
What happens when a thread cannot run on in such a function?
Does pthread switch to another thread it handles or
does the thread yield its time to the system and if the latter is the case, can I change this behavior?
Regards,
Nobody
More Information
The setting is one mainthread that fills the taskpool and countless workers that fetch jobs from there and wait on a conditional that is signaled via broadcast when a serialized calculation is done. They go on with the values from this calculation until they are done, deliver their mail and fetch the next job...
On a typical modern pthreads implementation, each thread is managed by the kernel not unlike a separate process. Any blocking call like pthread_mutex_lock or pthread_cond_wait (but also, say, read) will yield its time to the system. The system will then find another eligible thread to schedule, whether in your process or another process, and run it.
If your program is only taking 60% of the CPU, it is more likely blocked on I/O than on pthread operations, unless you have done something way too granular with your pthread operations.
If a thread is waiting on a mutex/condition, it doesn't use resources (well, uses just a tiny amount). Whenever the thread enters waiting state, control switches to other threads. When the mutex is released (or condition variable signalled), the thread wakes up and may acquire the mutex (if no other thread grabs it first), and continue to run. If however some other thread acquires the mutex (this can happen if several threads are waiting for it), the thread returns to sleeping state.

Conditional wait overhead

When using boost::conditional_variable, ACE_Conditional or directly pthread_cond_wait, is there any overhead for the waiting itself? These are more specific issues that trouble be:
After the waiting thread is unscheduled, will it be scheduled back before the wait expires and then unscheduled again or it will stay unscheduled until signaled?
Does wait acquires periodically the mutex? In this case, I guess it wastes each iteration some CPU time on system calls to lock and release the mutex. Is it the same as constantly acquiring and releasing a mutex?
Also, then, how much time passes between the signal and the return from wait?
Afaik, when using semaphores the acquire calls responsiveness is dependent on scheduler time slice size. How does it work in pthread_cond_wait? I assume this is platform dependent. I am more interested in Linux but if someone knows how it works on other platforms, it will help too.
And one more question: are there any additional system resources allocated for each conditional? I won't create 30000 mutexes in my code, but should I worry about 30000 conditionals that use the same one mutex?
Here's what is written in the pthread_cond man page:
pthread_cond_wait atomically unlocks the mutex and waits for the condition variable cond to be signaled. The thread execution is suspended and does not consume any CPU time until the condition variable is signaled.
So from here I'd answer to the questions as following:
The waiting thread won't be scheduled back before the wait was signaled or canceled.
There are no periodic mutex acquisitions. The mutex is reacquired only once before wait returns.
The time that passes between the signal and the wait return is similar to that of thread scheduling due to mutex release.
Regarding the resources, on the same man page:
In the LinuxThreads implementation, no resources are associated with condition variables, thus pthread_cond_destroy actually does nothing except checking that the condition has no waiting threads.
Update: I dug into the sources of pthread_cond_* functions and the behavior is as follows:
All the pthread conditionals in Linux are implemented using futex.
When a thread calls wait it is suspended and unscheduled. The thread id is inserted at the tail of a list of waiting threads.
When a thread calls signal the thread at the head of the list is scheduled back.
So, the waking is as efficient as the scheduler, no OS resources are consumed and the only memory overhead is the size of the waiting list (see futex_wake function).
You should only call pthread_cond_wait if the variable is already in the "wrong" state. Since it always waits, there is always the overhead associated with putting the current thread to sleep and switching.
When the thread is unscheduled, it is unscheduled. It should not use any resources, but of course an OS can in theory be implemented badly. It is allowed to re-acquire the mutex, and even to return, before the signal (which is why you must double-check the condition), but the OS will be implemented so this doesn't impact performance much, if it happens at all. It doesn't happen spontaneously, but rather in response to another, possibly-unrelated signal.
30000 mutexes shouldn't be a problem, but some OSes might have a problem with 30000 sleeping threads.